Jeffrey Blackwood

Jeffrey Blackwood

Bradley Arant Boult Cummings LLP

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FINRA Proposes New Rule to Further Protect Seniors and Vulnerable Adults From Financial Exploitation

The Financial Industry Regulation Authority (FINRA) announced a new proposed rule that will allow member firms to place a temporary hold on a disbursement of funds or securities when the firm has a reasonable belief that...more

9/21/2015  /  Banking Sector , Banks , Elder Issues , Exploitation , Financial Industry Regulatory Authority (FINRA) , Financial Institutions , Investors , Safe Harbors , Securities and Exchange Commission (SEC)
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