Jeffrey D. Collins

Jeffrey D. Collins

Foley Hoag LLP

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Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool...

Investment Advisers - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (“SEC”) or The Commonwealth of Massachusetts are required to review their compliance...more

2/3/2017 - Bad Actors CFTC Commodity Pool Confidentiality Policies Cybersecurity Data Privacy Exempt Reporting Advisers (ERAs) FATCA FBAR Financial Statements Form 13F Form ADV Form PF Form PQR Investment Adviser Pay-To-Play Privacy Policy Rule 506 SEC

Reminder: Upcoming Deadlines for Clearing Requirements for Certain Swaps

Investment managers who use swaps on behalf of their clients (including funds) are reminded that the phase-in for mandatory clearing of certain types of swaps has begun. Investment managers should be analyzing (a) the types...more

3/5/2013 - Commodity Pool Credit Default Swaps Deadlines Derivatives Clearing Organizations ERISA Interest Rate Swaps Investment Management Swaps

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