Jeffrey Hare

Jeffrey Hare

DLA Piper

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What to watch for in 2016 in financial regulation: important changes to AML rules for investment advisers coming this year

The Financial Crimes Enforcement Network of the US Department of the Treasury (FinCEN) published a proposed rule in August 2015 which scoped certain investment advisers into the definition of “financial institution” and...more

2/12/2016 - Bank Secrecy Act Compliance Corporate Counsel FinCEN Investment Adviser Proposed Regulation Suspicious Activity Reports

Exchange – International Newsletter: Issue 24 – October 2014

WELCOME - DLA Piper’s Financial Services International Regulatory team welcomes you to the twenty-fourth edition of ‘Exchange – International’ – an international newsletter designed to keep you informed of regulatory...more

11/5/2014 - Banks Compliance Enforcement Enforcement Actions EU Financial Conduct Authority (FCA) Financial Regulatory Reform Foreign Banks Leverage Ratio Liquidity Coverage Ratio Payday Loans Prudential Regulation Authority SEC UK

Exchange - International Newsletter - Issue 19 – July 2013

DLA Piper’s Financial Services International Regulatory team welcomes you to the nineteenth edition of ‘Exchange – International’, an international newsletter designed to keep you informed of regulatory developments in the...more

7/5/2013 - Banking Sector Compliance EU Foreign Banks Foreign Investment International Tax Issues New Legislation New Regulations

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