Jeffrey Hare

Jeffrey Hare

DLA Piper

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Exchange – International Newsletter: Issue 24 – October 2014

WELCOME - DLA Piper’s Financial Services International Regulatory team welcomes you to the twenty-fourth edition of ‘Exchange – International’ – an international newsletter designed to keep you informed of regulatory...more

11/5/2014 - Banks Compliance Enforcement Enforcement Actions EU FCA Financial Regulatory Reform Foreign Banks Leverage Ratio Liquidity Coverage Ratio Payday Loans Prudential Regulation Authority SEC UK

Federal regulators release Volcker Rule final regulations

Five federal financial regulatory agencies have released final rules implementing Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 619 created Section 13 in the Bank Holding Company Act...more

12/12/2013 - Bank Holding Company Act CFTC Deadlines Dodd-Frank Exemptions FDIC Federal Reserve Hedge Funds OCC Private Equity Proprietary Trading Reporting Requirements SEC Volcker Rule

Six federal agencies revise proposed rule on risk retention, removing controversial provisions

Six federal financial regulatory agencies (the OCC, Federal Reserve Board, FDIC, FHFA, SEC and HUD) issued a notice revising their previous April 20, 2011 proposed rule on risk retention in securitization transactions. ...more

8/30/2013 - FDIC Federal Reserve FHFA HUD OCC Proposed Regulation Risk Retention SEC Securitization

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