Jeffrey Legault

Jeffrey Legault

Reed Smith

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Operational Regulatory Risks Facing Private Equity Firms

If you work in the private equity world, you probably know that you are already exposed to a variety of regulatory risks and obligations that can have a significant impact on your firm’s operations and financial rate of...more

7/10/2013 - Antitrust Litigation Compliance DOJ FCPA Insider Trading IRS Private Equity Private Equity Funds Risk Assessment SEC U.S. Treasury

Private Equity on Notice – Increased SEC Scrutiny and Enforcement in 2013

As has been widely reported in the press recently, the Securities and Exchange Commission’s Asset Management Unit (“AMU”) has been closely scrutinizing the fees and expenses, including travel and entertainment expenses and...more

4/4/2013

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