Jeffrey Werthan

Jeffrey Werthan

Katten Muchin Rosenman LLP

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OCC Issues Recovery Proposal for Institutions With Assets of $50 Billion or More

On December 17, the Office of the Comptroller of the Currency (OCC) requested comment on a proposed rule to establish enforceable guidelines for recovery planning by insured national banks, insured federal savings...more

12/23/2015 - Banks Foreign Branches of U.S. Banks OCC Proposed Regulation Recovery Plans

FDIC Board Votes To Increase DIF to 1.35 Percent of Insured Deposits

On October 22, The board of directors of the Federal Deposit Insurance Corporation (FDIC) adopted a proposal to increase the Deposit Insurance Fund (DIF) to the statutorily required minimum level of 1.35 percent. Congress,...more

10/28/2015 - Banks Deposit Insurance Dodd-Frank FDIC Proposed Regulation

Corporate and Financial Weekly Digest - Volume X, Issue 40

BROKER-DEALER - FINRA Requests Comment on Revised Price Disclosure Information Standards for Corporate and Agency Debt Securities - The Financial Industry Regulatory Authority issued a regulatory notice...more

10/19/2015 - AIFM AIFMD Broker-Dealer CFTC Commodities Exchange Act Debt Securities Disclosure Requirements Dividends EU European Commission Financial Regulatory Reform FINRA Investment Funds NFA No-Action Relief OCC Proposed Regulation Swaps Withholding Tax

FFIEC and Member Agencies Propose Call Report Changes

On September 8, three member agencies of the Federal Financial Institutions Examination Council (FFIEC), the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency and the Federal...more

9/17/2015 - Banking Sector FDIC Federal Reserve FFIEC Financial Institutions OCC Proposed Regulation Reporting Requirements

Federal Reserve Proposes Changes to Capital Planning and Stress Testing Regulations

The Federal Reserve Board on July 19 proposed a rule to modify its capital planning and stress testing regulations. The proposed changes would take effect for the 2016 capital plan and stress testing cycles. For all banking...more

7/30/2015 - Bank Holding Company Comment Period Federal Reserve Proposed Regulation Stress Tests

Corporate and Financial Weekly Digest - Volume X, Issue 3

In this issue: - SEC Chair Directs Staff to Review Commission Rule Excluding Conflicting Proxy Proposals - SEC Comments on FINRA's Proposed Rule Amendment to Increase Pricing Disclosure - CFTC Grants...more

1/26/2015 - Broker-Dealer Canada CFTC Class Action Conflicts of Interest European Securities and Markets Authority (ESMA) FINRA Forex Hart-Scott-Rodino Act Hong Kong Mary Jo White Mexico Mining Mortgages NFA OCC Proposed Regulation Proxy Access Rule PSLRA Scienter SEC Securities Shareholder Proposals Threshold Requirements Whole Foods

CFPB Issues Broader Than Expected Prepaid Card Proposal and Model Forms

On November 13, the Consumer Financial Protection Bureau (CFPB) issued its long-awaited proposal with respect to prepaid cards. This proposal, which consisted of 870 pages, covers traditional prepaid cards as well as mobile...more

11/19/2014 - Banks CFPB Financial Institutions Prepaid Payment Products Proposed Regulation Rulemaking Process Truth in Lending Act (TILA)

CFPB Proposes Rule on Privacy Disclosures

On May 6, the Consumer Financial Protection Bureau (CFPB) proposed a rule that would allow institutions that limit their consumer data-sharing and meet other requirements to post their annual privacy notices online rather...more

5/15/2014 - CFPB Data-Sharing Financial Institutions Gramm-Leach-Blilely Act Notice Requirements Personally Identifiable Information Privacy Policy Proposed Regulation

Agencies Seek to Bolster Leverage Ratio Standards for Largest Banks

On August 20, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (Board), and the Federal Deposit Insurance Corporation (FDIC) (collectively, the Agencies) announced that...more

8/28/2013 - Banks FDIC Federal Reserve OCC Proposed Regulation

Federal Reserve, OCC and FDIC Propose Higher Capital Requirements for Largest Banks

On July 9, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation (collectively, the Agencies) issued a joint notice of proposed...more

7/18/2013 - Banks Capital Requirements Compliance FDIC Federal Reserve OCC Proposed Regulation

FDIC and OCC Propose Limits on Deposit Advance Loans

On April 25 the Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency (OCC) proposed for public comment supervisory guidance to institutions subject to their jurisdictions (i.e.,...more

5/1/2013 - Ability-to-Repay Deposit Advances FDIC Loans OCC Proposed Regulation

FDIC Announces Availability of Educational Videos

On April 3, the Federal Deposit Insurance Corporation (FDIC) announced the release of the first in a series of technical assistance videos to provide useful information to bank directors, officers and employees on areas of...more

4/11/2013 - Bank Secrecy Act Community Reinvestment Act FDIC Proposed Regulation Regulatory Standards Training Video Recordings

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