Jeffrey Schultz

Jeffrey Schultz

Armstrong Teasdale LLP

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Latest Publications


Hacked Investment Advisor Fined $75,000 for Lack of Cyber-Security Measures

Many in the investment advisory community are following the story of R.T. Jones Capital Equities Management, an investment advisor that, according to the Securities and Exchange Commission (SEC), suffered a hack exposing the...more

10/8/2015 - Civil Monetary Penalty Cybersecurity Data Breach Enforcement Actions Hackers Incident Response Plans Investment Adviser SEC Settlement

SEC Probe of Netflix Highlights Legal Risks of Social Media

The U.S. regulatory probe of a Facebook posting by Netflix CEO Reed Hastings is raising questions about whether the 43-word message violates a rule requiring that material information be released to all investors at the same...more

12/21/2012 - Facebook Investors IPO Material Disclosures Netflix Public Disclosure Reed Hastings Regulation FD SEC Social Media Wells Notice

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