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Quid Pro Quo, Yes Or No? SEC Signs First Individual Deferred Prosecution Agreement

The SEC this year has demonstrated its willingness to incentivize whistleblowers and companies to share information about misconduct and assist with the SEC’s investigations. To that end, the SEC issued its first Deferred...more

11/20/2013 - Deferred Prosecution Agreements Enforcement Actions SEC

SEC And FBI Try To Ketchup To Heinz Insider Traders

In the latest development in an SEC lawsuit filed Friday, February 15, U.S. District Judge Rakoff extended a freeze on a Swiss Goldman Sachs account linked to possible insider trading in H.J. Heinz Company call options. The...more

2/26/2013 - Acquisitions Aiding and Abetting Board of Directors Derivative Suit FBI Fiduciary Duty Goldman Sachs Heinz Insider Trading SEC Self-Dealing

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