Jennifer Quinn Broda

Jennifer Quinn Broda

Sedgwick LLP

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Credit Crunch Digest - May 2015

This issue of the Credit Crunch Digest focuses on the nearly $6 billion Forex settlement between the big banks and various regulatory agencies; a judgment against RBS and Nomura in a mortgage-backed securities lawsuit brought...more

6/2/2015 - Accounting Fraud Banking Sector Banks Bernie Madoff Deutsche Bank Dodd-Frank Ernst & Young Fannie Mae FHFA Financial Institutions Forex Freddie Mac General Electric Lehman Brothers Libor Market Manipulation Morgan Stanley Mortgage-Backed Securities Ponzi Scheme Royal Bank of Scotland Serious Fraud Office Too Big to Fail UBS

Settlement Reached in Forex Lawsuit

For the past few weeks, it has been reported through various outlets that at least five banks were in negotiations with the U.S. Department of Justice (DOJ) and the U.K. Financial Conduct Authority (FAC) to settle...more

5/21/2015 - Banks Barclays Citigroup Criminal Prosecution DOJ Enforcement Actions Financial Conduct Authority Foreign Currency Forex JPMorgan Chase Market Manipulation Royal Bank of Scotland UK

Credit Crunch Digest - March 2015

This issue of the Credit Crunch Digest focuses on recent developments in criminal Libor manipulation actions; a significant victory for several large banks facing RMBS-related claims; the U.K. Serious Fraud Office’s probe of...more

4/21/2015 - Banking Sector Criminal Prosecution Dodd-Frank Libor Market Manipulation Serious Fraud Office

Credit Crunch Digest - February 2015

This issue of the Credit Crunch Digest focuses on a €15 million fine imposed on ICAP for aiding the manipulating of the Japanese yen Libor; pressure from departing U.S. Attorney General Holder for U.S. prosecutors to bring...more

4/7/2015 - Barclays Charles Schwab Dark Pool Enforcement Actions Eric Holder Libor Mortgage-Backed Securities Ponzi Scheme Securities Fraud Stanford Ponzi Scheme

Credit Crunch Digest - January 2015

In This Issue: - Libor and Foreign Exchange Litigation - Litigation and Regulatory Investigations - Government and Regulatory Intervention - Excerpt from Libor and Foreign Exchange...more

2/9/2015 - Antitrust Injuries Antitrust Litigation Appeals Banks Barclays Dodd-Frank Libor Market Manipulation Proposed Amendments S&P SCOTUS SEC UBS

Credit Crunch Digest - December 2014

This issue of the Credit Crunch Digest focuses on Libor civil penalties; three former ICAP brokers pleading not guilty to criminal Libor charges; a large whistle-blower award to a former Countrywide Financial Corp. executive;...more

1/14/2015 - Bank of America Brokers Countrywide Criminal Prosecution Dodd-Frank DOJ False Claims Act Financial Conduct Authority Foreclosure Libor RMBS Sanctions Standard Chartered Bank Statute of Limitations UK US Bank Volcker Rule Whistleblowers

Credit Crunch Digest - October 2014

This issue of the Credit Crunch Digest focuses on estimated Forex-related fines and exposure; requests by U.K. authorities for additional funding to investigate rate-rigging and Forex manipulation; a guilty plea in connection...more

11/25/2014 - Bank of America Barclays Bernie Madoff Citigroup Class Action Class Certification Deutsche Bank Dodd-Frank Enforcement Actions Federal Reserve Financial Conduct Authority Insurers JPMorgan Chase Libor Market Manipulation Ponzi Scheme Real Estate Investments Regulatory Agenda RMBS Settlement UBS UK Volcker Rule

Credit Crunch Digest - November 2014

This issue of the Credit Crunch Digest focuses on recent forex settlement agreements; rate-swapping claims in a Libor consolidated action; Bank of Tokyo’s $315 million settlement with the New York Department of Financial...more

11/24/2014 - Banks Barclays Bernie Madoff BSA/AML Commercial Bankruptcy Department of Financial Services Deutsche Bank DOJ FCA Fines Forex Fraud Investors Iran Libor Morgan Stanley Ponzi Scheme RMBS Settlement SIPA

High Court Likely Won’t Affirm 6th Circ. Omnicare Ruling

On Nov. 3, 2014, oral argument was held in another securities case being reviewed by the U.S. Supreme Court this year, Omnicare Inc. v. Laborers District Council. The issue before the Supreme Court is whether a plaintiff can...more

11/10/2014 - Evidence False Statements Federal Rules of Civil Procedure Omnicare v Laborers District Council Oral Argument Reasonableness Factors SCOTUS Securities Act of 1933

Credit Crunch Digest -- September 2014

This issue of the Credit Crunch Digest focuses on the push by the Federal Reserve for the creation of a Libor alternative; additional updates on high-frequency trading lawsuits; settlements of residential mortgage backed...more

10/10/2014 - Asset-Backed Securities Bernie Madoff Dodd-Frank Federal Reserve High Frequency Trading Lending Libor Morgan Stanley Mortgages Ponzi Scheme Rating Agencies RMBS SEC U.S. Treasury

Credit Crunch Digest -- August 2014

This issue of the Credit Crunch Digest focuses on Libor yen manipulation; Bank of America’s nearly $17 billion settlement with regulators; ongoing investigations into “dark pool” trading; a $1.3 billion fine imposed on Bank...more

9/3/2014 - Anti-Retaliation Provisions Appeals Automotive Loans Bank of America Bernie Madoff Countrywide Dark Pool Dodd-Frank Feeder Funds General Motors Goldman Sachs Libor Securitization Settlement

Omnicare: The Other Securities Case to be Worried About

In the securities law arena, all eyes are currently focused on the Halliburton case, and whether the U.S. Supreme Court will scrap or modify the “fraud on the market” presumption for reliance in connection with claims brought...more

8/29/2014 - Appeals Certiorari Fraud-on-the-Market Omnicare Presumption of Reliance SCOTUS Section 11 Securities Exchange Act

Credit Crunch Digest -- July 2014

This issue of the Credit Crunch Digest focuses on upcoming Libor-related litigation before the Supreme Court and a recent Libor settlement; Citigroup’s $7 billion settlement with the Department of Justice; BNP Paribus’ guilty...more

8/5/2014 - Anti-Retaliation Provisions Banks Citigroup Dodd-Frank DOJ Foreign Banks Libor SEC Whistleblowers

Credit Crunch Digest

This issue of the Credit Crunch Digest focuses on ongoing civil lawsuits and regulatory investigations into Libor manipulation by large banks, including the possible imposition of new criminal penalties by U.K. authorities...more

7/11/2014 - Bank of America Banking Sector Banks Currency Manipulation Dodd-Frank DOJ False Claims Act Insurers Libor Mortgages UK Wells Fargo

D&O Claims – Overview of US Securities Law

The Securities Act of 1933 (“the 1933 Act”) regulates the process by which securities are first offered and sold to the public, and has two primary objectives: (1) to ensure that investors receive full and accurate...more

7/9/2014 - D&O Insurance Disclosure Requirements Enforcement Federal Jurisdiction Jurisdiction Public Offerings Registration Rule 10(b) Rule 10b-5 Section 11 Section 12 Section 14 Section 15 Section 20(A) Securities Act of 1933

Credit Crunch Digest -- May 2014

This issue of the Credit Crunch Digest focuses on ongoing investigations into Libor manipulation by Deutsche Bank; fines against Barclays stemming from manipulation of the gold market; a warning by the SEC regarding Bitcoins;...more

6/16/2014 - Bank of America Banks Barclays Bitcoins Deutsche Bank Dodd-Frank Foreign Banks Libor Market Manipulation SEC

Credit Crunch Digest -- April 2014

This issue of the Credit Crunch Digest focuses on Barclays’ settlement of two important U.K. Libor lawsuits; the reversal of a Libor-related securities action dismissal by the Second Circuit Court of Appeals; a former Tullett...more

5/5/2014 - Bank of America Banks Barclays Dodd-Frank Employer Liability Issues Foreign Banks Foreign Exchanges Libor Mortgage-Backed Securities Termination UK Whistleblowers

Credit Crunch Digest

This issue of the Credit Crunch Digest focuses on recent developments in Libor and the Foreign Exchange market litigation; Credit Suisse’s $885 million mortgage settlement with the Federal Housing Finance Agency; Irving...more

4/2/2014 - Banks Bernie Madoff Clawbacks Dodd-Frank FHFA Foreign Exchanges Fraud Libor Mortgages Ponzi Scheme Settlement Stress Tests

Credit Crunch Digest - February 2014

This issue of the Credit Crunch Digest focuses on developments in a major Barclays Libor-related case; a multibillion-dollar Bank of America settlement with mortgage securities investors; Morgan Stanley’s settlement with the...more

2/27/2014 - Bank of America Banks Barclays Dodd-Frank FHFA Fraud Libor Morgan Stanley Mortgage-Backed Securities Ponzi Scheme

Credit Crunch Digest - January 2014

This issue of the Credit Crunch Digest focuses on new fines and criminal charges in Libor-related cases; the staggering potential costs of resolving lawsuits filed by regulators against the major banks; a settlement in the...more

1/30/2014 - Banks Bernie Madoff DOJ Enforcement Fraud Goldman Sachs JPMorgan Chase Libor Mortgage-Backed Securities Ponzi Scheme SEC Volcker Rule

Credit Crunch Digest - December 2013

This issue of the Credit Crunch Digest focuses on recent developments in Libor-related cases; Credit Suisse’s challenge to the New York Attorney General’s mortgage-backed securities case; Bank of America’s settlement in a...more

12/30/2013 - Assured Guaranty Corp. Bank of America Class Action Countrywide Credit Suisse FDIC JPMorgan Chase Libor Mortgage-Backed Securities Mortgages Proprietary Trading Statute of Limitations Volcker Rule

Credit Crunch Digest -- November 2013

This issue of the Credit Crunch Digest focuses on new Libor cases filed against major banks and an update regarding two U.K. Libor cases; a jury verdict against Bank of America in connection with conduct by Countrywide;...more

11/29/2013 - Bank of America Bear Sterns Countrywide Dodd-Frank DOJ Fannie Mae FHFA Freddie Mac JPMorgan Chase Libor Mortgage-Backed Securities Mortgages Penalties Royal Bank of Scotland SEC Swaps

Credit Crunch Digest -- October 2013

This issue of the Credit Crunch Digest focuses on the indictment of former ICAP employees for rate fixing of the yen Libor; a new lawsuit filed against global banks for their involvement in Libor manipulation schemes; a...more

11/1/2013 - Bank of America Countrywide Fannie Mae Fraud Freddie Mac ICAP JPMorgan Chase Libor Mortgage Loan Servicing Standards Mortgages NCUA Ponzi Scheme SEC Settlement SLUSA Wells Fargo Whistleblower Awards Whistleblowers

Credit Crunch Digest -- September 2013

This issue of the Credit Crunch Digest focuses on JPMorgan’s $920 million “London Whale” settlement; interdealer broker fines for Libor manipulation; the European Union’s proposed regulations for Libor oversight; cost...more

10/4/2013 - Bernie Madoff CFTC Countrywide Dodd-Frank EU FDIC Financial Conduct Authority ICAP JPMorgan Chase Libor Mortgages Ponzi Scheme

Credit Crunch Digest -- August 2013

This issue of the Credit Crunch Digest focuses on the future of Libor; a large settlement between Citigroup and Fannie Mae; another lawsuit against the ratings agencies; the duties of custodial banks to investors who lost...more

8/5/2013 - Banks Bernie Madoff CFTC Citigroup Credit Ratings Fannie Mae Investors Libor Ponzi Scheme Rating Agencies Settlement

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