Jerry Phillips

Jerry Phillips

Loeb & Loeb LLP

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Regulators at SIFMA Regional Conference Highlight Regulatory, Litigation and Arbitration Risks

At a recent regional SIFMA conference, the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) and state regulators discussed the risks inherent in the ongoing low-yield environment....more

10/9/2014 - Arbitration Arbitration Agreements Compliance Cybersecurity Data Protection FINRA High Frequency Trading Internet SEC SIFMA Transparency

Securities Litigation Update

The summer may feel like a more leisurely time of year, but not in securities litigation news. Here are some of the more significant headlines...more

8/20/2014 - Alternative Mutual Funds Brokers Debt Market Mortgage-Backed Securities Rating Agencies S&P SEC Securities Settlement SIFMA

Bet on David, Not Goliath - or Why Ambiguities in an Insurance Policy Favor the Insured

When does the little guy ever win a contract battle? When the contract is an insurance policy, of course! It's an age-old story played out in case after case: Ambiguous terms in an insurance policy will be strictly construed...more

4/29/2014 - Ambiguous Insurance Contracts Policy Exclusions

Expanding Market for Insurance and Risk Securities Promises High Risk, High Reward - and High Potential for Claims

The securities marketplace has experienced a resurgence of interest in insurance- and risk-linked securities, primarily as a result of Hurricane Katrina and Superstorm Sandy. First introduced after the Northridge earthquake...more

4/29/2013 - Higher-Risk Securitizations Investors Natural Disasters Reinsurance

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