When are communications with counsel that are for both legal advice and business purposes protected by the attorney-client privilege? From least to most stringent, courts have required that a communication be “because of”...more
In a recent speech, SEC Enforcement Director Andrew Ceresney confirmed the SEC’s continued pursuit of investigations and enforcement actions relating to issuer reporting and disclosure, an area that remains a high priority...more
10/3/2016
/ Audits ,
Corporate Issuers ,
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Disgorgement ,
Enforcement Actions ,
Ernst & Young ,
Financial Reporting ,
ICFR ,
Internal Controls ,
PCAOB ,
Reporting Requirements ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Whistleblowers
(updated from April 11, 2007) -
Determining when and how to account for loss contingencies is an important decision for companies that have been sued. ...more