Jessica Marlin

Jessica Marlin

Ropes & Gray LLP

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SEC Issues Guidance on Bad Actor Rules

On December 4, 2013, the Division of Corporation Finance (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) issued new Compliance and Disclosure Interpretations (“CDIs”) concerning the recently...more

12/10/2013 - Bad Actors Dodd-Frank Regulation D Rule 506 Offerings Safe Harbors SEC Securities Exchange Act

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