Latest Publications

Share:

Guidance for Companies Developing and Implementing Antitrust Compliance Programs

Recent policy statements by the U.S. Department of Justice’s Antitrust Division (“DOJ”) highlight the factors companies should consider when developing and implementing antitrust compliance programs. Effective antitrust...more

10/27/2014 - Antitrust Provisions Best Management Practices Chief Compliance Officers DOJ

Citing Concepcion, FINRA Panel OKs Class Action Waivers in Broker-Dealer Customer Arbitration Agreements

A Financial Industry Regulatory Authority (“FINRA”) hearing panel held that FINRA’s own rules prohibiting judicial class action waivers in broker-dealer customer arbitration agreements are preempted by the Federal Arbitration...more

2/28/2013 - Arbitration Arbitration Agreements AT&T Mobility v Concepcion Broker-Dealer Class Action Class Action Arbitration Waivers FINRA Securities

Recent Maverick Ruling in CA Appellate Court Finds Concepcion Does Not Overrule Gentry

Although the U.S. Supreme Court in AT&T Mobility LLC v. Concepcion found that the Federal Arbitration Act preempted California’s Discover Bank rule, which invalidated class action waivers in arbitration agreements in consumer...more

12/5/2012 - Arbitration Agreements Class Action Arbitration Waivers Contract of Adhesion Preemption Split of Authority

3 Results
|
View per page
Page: of 1