Jill Radloff

Jill Radloff

Stinson LLP

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SEC Updated Form PF FAQs

The SEC has updated its frequently asked questions on Form PF. ...more

8/12/2013  /  Form PF , Securities and Exchange Commission (SEC)

SEC Staff Report Relating To The Use Of Data Collected From Form PF

The Dodd-Frank Act provided the SEC with new authority, and directed it to use this authority to require registered investment advisers to maintain records and file reports regarding the hedge funds, private equity funds and...more

8/2/2013  /  Data Collection , Dodd-Frank , Form PF , Hedge Funds , Investment Adviser , IOSCO , Private Equity , Private Investment Funds , Securities and Exchange Commission (SEC)
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