Jim Burns Jr.

Jim Burns Jr.

Orrick, Herrington & Sutcliffe LLP

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Three’s Company, Too: The SEC’s New Enforcement Initiatives Will Be Waiting For You

Last week the SEC announced the creation of three new Division of Enforcement initiatives designed to combat fraud in financial reporting and microcap securities and to enhance risk identification and analysis: (1) The...more

7/10/2013 - Audits Compliance Enforcement Financial Reporting Risk Assessment Risk Management SEC

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