John Blancett

John Blancett

Sedgwick LLP

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D&O Claims – Overview of US Securities Law

The Securities Act of 1933 (“the 1933 Act”) regulates the process by which securities are first offered and sold to the public, and has two primary objectives: (1) to ensure that investors receive full and accurate...more

7/9/2014 - D&O Insurance Disclosure Requirements Enforcement Federal Jurisdiction Jurisdiction Public Offerings Registration Rule 10(b) Rule 10b-5 Section 11 Section 12 Section 14 Section 15 Section 20(A) Securities Act of 1933

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