John Tan

John Tan

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Latest Posts › SEC


China Auditor Update: SEC and Chinese Audit Firms "Settle" for the Status Quo

In an Order of Settlement released February 6, 2015, the SEC agreed to stay the administrative action against the Chinese affiliates of the “Big Four” accounting firms for refusing to turn over their audit work papers...more

2/9/2015 - Auditors China Deloitte Enforcement Actions Ernst & Young KPMG PricewaterhouseCoopers SEC

2012 FCPA Guidance: Key Points and Analysis

On November 14, 2012, the U.S. Department of Justice and the Securities and Exchange Commission released their long-awaited Foreign Corrupt Practices Act guidance in the form of a 120-page document entitled “A Resource Guide...more

11/26/2012 - Compliance DOJ FCPA FCPA Resource Guide SEC

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