John Young

Dechert LLP

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Financial Services Quarterly Report - Fourth Quarter 2013: Leveling the Playing Field: Recent Developments in Benchmarks...

The individuals and entities responsible for setting financial market reference rates or, more broadly, financial benchmarks, have not historically been subject to extensive regulation. Recent misconduct by banks with regard...more

12/24/2013 - AIFM Banks Benchmarks Compliance ESMA EU European Commission Interest Rates IOSCO

Update on UK and European Regulatory Developments - October 2013

The latest edition of Financial Services Europe and International Update from Dechert’s Financial Services Practice covers the most recent regulatory developments. In This Issue: - Part A – Regulation of Financial...more

10/21/2013 - AIFMD Cross-Border Transactions Dodd-Frank ESMA FATCA FCA Financial Markets Financial Transaction Tax Investment Management Mandatory Clearing Requirements MiFID Money Market Funds OTC REIT Swaps Trade Market Abuse

Financial Conduct Authority Guidance on AIFM Directive Remuneration Provisions

The UK Financial Conduct Authority (FCA) released proposed guidance on 6 September 2013 on its implementation of the remuneration provisions in the AIFM Directive (the AIFM Remuneration Code) for UK alternative investment...more

10/17/2013 - AIFM AIFMD ESMA EU FCA Remuneration UCITS UK

Forthcoming Rules Under EMIR on Dispute Resolution and Portfolio Reconciliation

The European Commission’s regulation on clearing of OTC derivatives (EMIR) requires counterparties to OTC derivative contracts that are not cleared by a central counterparty to mitigate their trading risks by using a number...more

8/28/2013 - Derivatives EMIR EU European Commission Financial Conduct Authority ISDA OTC Portfolio Compression Portfolio Reconciliation Risk Mitigation

FCA Publishes Final Rules and Guidance to Implement AIFM Directive

The UK Financial Conduct Authority (FCA) published its Policy Statement 13/5 on 28 June 2013, containing its (substantially) final rules and guidance to implement the Alternative Investment Fund Managers Directive...more

7/1/2013 - AIFM AIFMD Alternative Investment Funds ESMA False Claims Act Investors

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