Jonathan Ammons

Jonathan Ammons

Latham & Watkins LLP

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CFTC Staff Issues Relief from Ownership and Control Reporting Rules

The conditional, time-limited no-action letter extends certain compliance deadlines under the new rules. On November 18, 2013, the US Commodity Futures Trading Commission (CFTC) published final rules on Ownership and...more

8/29/2014 - CFTC Compliance No-Action Letters OCR Recordkeeping Requirements Reporting Requirements

SEC Finalizes Partial Framework for the Cross-Border Application of its Derivatives Regulations

The SEC Final Rule is the SEC’s first major step toward implementing its final regulatory regime under Title VII of the Dodd-Frank Act. On June 25, 2014, the Securities and Exchange Commission (SEC) approved a final...more

7/31/2014 - Compliance Cross-Border Derivatives Dodd-Frank SEC Title VII

Updated: CFTC FORM 40/40S Reporting Requirements

Note: This version includes an additional section on cross-border considerations. Significant amendments to the CFTC’s large trader reporting program will apply as of August 15, 2014. The U.S. Commodity...more

7/18/2014 - CFTC Compliance Cross-Border Derivatives Dodd-Frank Reporting Requirements Swaps

CFTC FORM 40/40S Reporting Requirements

Significant amendments to the CFTC’s large trader reporting program will apply as of August 15, 2014. The U.S. Commodity Futures Trading Commission (CFTC) has seemingly increased the number of Form 40/40S requests it...more

6/26/2014 - Aggregation Rules CFTC Dodd-Frank Position Limits Reporting Requirements

CFTC Staff to Host Position Limits and Aggregation Roundtable

Market participants are encouraged to submit further comments to the Commission. The Commodity Futures Trading Commission (CFTC) on May 27, 2014 announced that it will hold a public roundtable at the CFTC on Thursday,...more

5/30/2014 - Aggregation Rules CFTC Commodities Market Participants Proposed Regulation Public Comment Rulemaking Process Swaps

CFTC Hosts End-User Roundtable

The Commission responds to issues facing end-users as a result of derivatives reforms. Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amended the Commodity Exchange Act...more

4/25/2014 - CEA CFTC Derivatives Dodd-Frank Major Swap Participants No-Action Letters SEFs Swaps Title VII

CFTC Re-Proposes Position Limits Rule and Proposes Revised Aggregation Requirements

The US Commodity Futures Trading Commission (CFTC), on November 5, 2013, re- proposed a rulemaking (the Re-­Proposed Rule) that would establish specific limits on speculative positions in 28 physical commodity futures and...more

12/18/2013 - Aggregation Rules CFTC Common Ownership Compliance Dodd-Frank Position Limits

CFTC Issues Guidance, Exemptions In Advance of SEF Rule Compliance Date

Staff responds to industry concerns and confusion surrounding SEF operations and onboarding. One of the key aspects of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is...more

10/18/2013 - CFTC Compliance Deadlines Dodd-Frank Exemptions SEFs Title VII

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