Deal Flow, Purchase Price Multiples, Exit Activity and Fundraising -
Transaction metrics for 2017 and the first quarter of 2018 for the overall U.S. middle market for buyouts and the subsector of sub-$1B funds require...more
The U.S. Securities & Exchange Commission has approved an amendment to Section 202.06 of the New York Stock Exchange (the NYSE) Listed Company Manual to prohibit the issuance of material news by listed companies in the period...more
On October 11, 2017, the U.S. Securities & Exchange Commission (the Commission) proposed amendments to simplify and modernize the disclosure obligation of public companies in an effort to reduce costs and burdens on...more
On September 21, 2017, the U.S. Securities & Exchange Commission (the Commission) issued guidance assisting registrants in their efforts to comply with the pay ratio disclosure mandated by the Dodd-Frank Wall Street Reform...more
On May 17, 2016, the Securities and Exchange Commission (SEC) released updated Compliance and Disclosure Interpretations (C&DIs) related to the use of non-GAAP (Generally Accepted Accounting Principles) financial measures in...more
The staff of the SEC recently issued a no-action letter permitting an "M&A Broker" to advise on and be compensated in connection with the purchase and sale of a privately held company without registering as a broker-dealer...more