Joseph D. Simon

Joseph D. Simon

Cullen and Dykman LLP

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FinCEN Issues Advisory and FAQs Regarding Reporting Cyber-Events

The Financial Crimes Enforcement Network (“FinCEN”) has issued an advisory (“Advisory”) and Frequently Asked Questions (“FAQs”) to assist financial institutions in reporting cyber-events, cyber-enabled crime, and...more

10/28/2016 - Anti-Money Laundering Bank Secrecy Act Banking Sector BSA/AML Cyber Attacks Cyber Crimes Cybersecurity Data Protection Data-Sharing Financial Institutions FinCEN Patriot Act Risk Management Suspicious Activity Reports (SARs)

New York State Proposes New Cybersecurity Regulation

The New York State Department of Financial Services (“DFS”) has proposed a new regulation imposing significant new cybersecurity requirements on banks, insurance companies, and other financial services institutions regulated...more

9/16/2016 - Banking Sector Banks CISO Comment Period Covered Entities Data Security Financial Institutions Gramm-Leach-Blilely Act Incident Response Plans Insurance Industry NYDFS Popular Proposed Regulation Risk Assessment Risk Management

Banking Agencies Issue Advisory on CRE Lending

Federal banking agencies have advised banks to review their policies related to commercial real estate (“CRE”) lending in light of what the agencies believe to be an easing of CRE underwriting standards. The Board of...more

12/29/2015 - Banking Sector Commercial Real Estate Market Regulatory Standards Risk Management Underwriting

FDIC Issues Advisory on Loan Purchases and Participations

The Federal Deposit Insurance Corporation (“FDIC”) has issued an advisory on effective risk management practices for purchased loans and purchased loan participations (the “Advisory”). The Advisory addresses the importance of...more

11/11/2015 - Consumer Financial Products FDIC Purchase Money Loans Risk Management Underwriting

OCC Issues Updated Risk Management Guidance On Third-Party Relationships

The Office of the Comptroller of the Currency (“OCC”) has revised its risk management guidance on third-party relationships, advising banks to adopt risk management processes that provide more comprehensive oversight and...more

11/12/2013 - FDIC OCC Risk Management Third-Party Third-Party Relationships

FFIEC Proposes Supervisory Guidance for Financial Institutions Using Social Media

The Federal Financial Institutions Examination Council (the “FFIEC”) has proposed supervisory guidance addressing the applicability of federal consumer protection and compliance laws, regulations, and policies to activities...more

1/25/2013 - CFPB Compliance Due Diligence FFIEC Risk Management Social Media

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