Joseph E. Gallo

Joseph E. Gallo

Katten Muchin Rosenman LLP

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Massachusetts District Court Affirms Scienter Requirement of False Statement Crime

The District Court for the District of Massachusetts recently held that in order to obtain a conviction for making a false statement to a government agent, the government must prove that the defendant knew, or reasonably...more

5/29/2013 - False Statements Insider Trading Scienter SEC

Texas District Court Addresses Misappropriation Theory of Insider Trading

The US District Court for the Northern District of Texas recently denied a defendant’s motion for summary judgment in a Securities and Exchange Commission civil enforcement action under the “misappropriation” theory of...more

3/20/2013 - Insider Trading Mark Cuban Misappropriation SEC

SDNY Favors the SEC in Foreign Corrupt Practices Act Action Involving Novel Issues of Statutory Interpretation

In a case addressing an issue of first impression involving the Foreign Corrupt Practices Act (FCPA), the US District Court for the Southern District of New York adopted an expansive interpretation of the statute’s interstate...more

2/26/2013 - Bribery Email FCPA Foreign Nationals Interstate Commerce SEC SEC v Straub Statute of Limitations Tolling

SDNY Finds Lack of Personal Jurisdiction in Foreign Corrupt Practices Act Claim

The US District Court for the Southern District of New York recently addressed whether the Foreign Corrupt Practices Act (FCPA) could reach a foreign executive of a non-US company. In contrast to the Straub case (see “SDNY...more

2/26/2013 - FCPA Foreign Defendants Personal Jurisdiction SEC SEC v Sharef Siemens

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