Joseph S. von Kaenel

Joseph S. von Kaenel

Armstrong Teasdale LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

SEC No-Action Letter Provides Relief for M&A Brokers

On January 31, 2014, the Securities and Exchange Commission issued a ground-breaking no-action letter (“SEC Letter”) stating that a financial intermediary that limits its business activity to advising privately held companies...more

3/11/2014 - Brokers No-Action Letters SEC

SEC Probe of Netflix Highlights Legal Risks of Social Media

The U.S. regulatory probe of a Facebook posting by Netflix CEO Reed Hastings is raising questions about whether the 43-word message violates a rule requiring that material information be released to all investors at the same...more

12/21/2012 - Facebook Investors IPO Material Disclosures Netflix Public Disclosure Reed Hastings Regulation FD SEC Social Media Wells Notice

2 Results
|
View per page
Page: of 1