On July 27, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) proposed amendments to its rules (“Proposed Rules”) that loosen the conditions for exemption from registration as a futures commission merchant (“FCM”),...more
8/8/2016
/ Asset Management ,
CFTC ,
Commodity Interest ,
Commodity Trading Advisors (CTAs) ,
CPO ,
Designated Contract Markets (DCMs) ,
Financial Institutions ,
Futures Commission Merchants (FCMs) ,
Introducing Brokers ,
No-Action Letters ,
Proposed Rules ,
Registration Requirement ,
Swap Execution Facilities
The U.S. House of Representatives on June 24, 2014, passed a version of the CFTC reauthorization bill, H.R. 4413, that would exclude investment advisers to registered investment companies (RICs) from the definitions of...more