Justin Klein

Justin Klein

Ballard Spahr LLP

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SEC Announces Policy Shift on ‘Neither Admit Nor Deny’ Settlements

Earlier this week, the Securities and Exchange Commission (SEC) announced a policy shift concerning settled enforcement actions. The SEC has indicated that certain defendants will have to admit wrongdoing as a condition of...more

6/21/2013  /  Deferred Prosecution Agreements , Enforcement Actions , Neither Admit Nor Deny Settlements , Non-Prosecution Agreements , Securities and Exchange Commission (SEC) , Settlement
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