Justin Lambert

Justin Lambert

Bennett Jones LLP

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Cooperative Capital Markets System Publishes Revised Draft Legislation and Draft Regulations

On August 25, 2015, the participating jurisdictions of the proposed Cooperative Capital Markets System (the Cooperative System) published for comment a revised consultation draft of the uniform provincial/territorial Capital...more

9/1/2015  /  Canada , Capital Markets , Comment Period , Consultation , Market Participants , Ontario Securities Act , Provincial Capital Markets Act , Regulatory Agenda

OSC Credit for Cooperation - Continued Uncertainty for Market Participants with Respect to Privilege

On March 13, 2014, the Ontario Securities Commission (OSC) released its revised Credit for Cooperation Program via OSC Staff Notice 15–702. As pointed out in our recent client update (OSC Adopts New Initiatives to Strengthen...more

4/15/2014  /  Confidentiality Agreements , Department of Justice (DOJ) , Enforcement Actions , Market Participants , Ontario Securities Commission (OSC) , Privilege Waivers , Securities and Exchange Commission (SEC) , Waivers
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