As part of the state budge process, state agencies must appear and testify before legislative budget committees. I recall some stressful moments testifying on the Corporations Committee Budget before a budget committee...more
3/15/2013 - Business Formation State Budgets
Section 25400(d) of the California Corporations Code declares it unlawful for any broker-dealer or “other person selling or offering for sale” to make a false or misleading statement for the purpose of inducing the purchase...more
12/17/2012 - Brokers Business Formation Securities
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