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DBO Filing Procedures Set To Change Big Time

When I joined the Department of Corporations, it had no website and filings were made only in hard copy. In the ensuing years, the Department (now known as the Department of Business Oversight) created a website, established...more

5/29/2014 - Department of Business Oversight Department of Corporations Electronic Filing Filing Requirements Franchise Taxes Lenders Licenses Section 25102f Securities Websites

Amicus Decries “Tortification” Of Contract Law

In For Executives, This May Have Been The Most Frightening Holding Of 2013, I wrote about the Court of Appeal’s decision in Asahi Kasei Pharma Corp. v. Actelion Ltd., 222 Cal. App. 4th 945 (2013). Readers may recall that...more

3/11/2014 - Breach of Contract Licenses Tortious Interference

DBO to Licensees: “Thou Shalt Have A Dedicated Electronic Mailbox And Read Your Email Daily”

Late last month, Department of Business Oversight Commissioner Jan Owen issued an order requiring licensees to: - establish within their computer electronic mail system an electronic mailbox; - dedicate the...more

12/4/2013 - Department of Business Oversight Email Licenses

Petition Questions Lack Of MTA Regulations

Soon, the Office of Administrative Law will decide whether it will determine the merits of a petition for review of underground regulations allegedly being enforced by the Department of Business Oversight (fka Department of...more

9/12/2013 - Citizen Petitions Department of Business Oversight Licenses Money Transfer Money Transmission Act

Beware Of Fraudulent On-Line Escrows

From time to time, the Department of Business Oversight posts warnings about fraudulent on-line escrow companies. According to the Department, these fraudsters use stolen identities and credit card numbers to open a Web...more

8/1/2013 - Escrow Accounts Fraud Internet Licenses

Bill Proposes Significant Changes To Finance Lenders Law

If you are in the business of making loans in California, there’s a good chance that you need a license. Some lenders are licensed under the Real Estate Law while others are licensed under laws governing banks, credit unions...more

4/24/2013 - Finance Lenders Lenders Licenses Proposed Legislation

DOC Warns Financial Services Licensees And Can A Theory Be A Tautology?

Last April, the Consumer Financial Protection Bureau issued this Bulletin cautioning supervised banks and certain non-depository financial services companies that they must have “an effective process for managing the risks of...more

12/7/2012 - Administrative Procedure Act CFPB Licenses

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