Kenneth Laverriere

Kenneth Laverriere

Shearman & Sterling LLP

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The Times are Changing: A First Look at the DOL’s New Fiduciary Paradigm

On April 14, 2015, the US Department of Labor (the “DOL”) issued its proposed rule clarifying when individuals and institutions providing advice to employee benefit plans and individual retirement accounts (“IRAs”) will be...more

4/24/2015 - Benefit Plan Sponsors DOL ERISA ESOP Fiduciary Standard Investment Adviser Proposed Regulation Retirement Plan

Once Is Not Enough: Ongoing Fee Disclosure Obligations Under ERISA

Firms that manage ERISA plan assets are subject to the US Department of Labor regulations on fee disclosures. In addition to the initial fee disclosure, these regulations require disclosure of changes to fee information...more

6/6/2013 - Disclosure Requirements DOL ERISA Fee Disclosure Retirement Plan

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