Kenneth M. Rosenzweig

Kenneth M. Rosenzweig

Katten Muchin Rosenman LLP

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CFTC Issues No-Action Letters

Staff of the Commodity Futures Trading Commission released a series of letters relating to a variety of regulatory changes, including the extraterritorial application of certain CFTC requirements, registration relief, swap...more

1/10/2013 - CFTC NFA No-Action Letters Swaps

CFTC Issues No-Action Letters Relating to Swaps

Commodity Futures Trading Commission Staff have released several no-action letters relating to various requirements associated with swap trading, including swap dealer (SD) reporting requirements, SD chief compliance officer...more

12/28/2012 - CFTC Compliance Natural Gas No-Action Letters Swap Dealers Swaps

CFTC Issues No-Action Letters

The Commodity Futures Trading Commission (CFTC) released a series of staff letters relating to various issues arising under rules implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, including chief...more

12/18/2012 - CFTC CPO Dodd-Frank FX Swaps No-Action Letters Swaps

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