Kenneth Wainstein

Kenneth Wainstein

Cadwalader, Wickersham & Taft LLP

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Latest Publications


UK Financial Conduct Authority Issues Final Rules Concerning Whistleblowers

On October 6, 2015, the UK Financial Conduct Authority (“FCA”) issued final rules formalizing whistleblower procedures to be implemented by certain banks, building societies, credit unions, investment firms, and insurance and...more

10/16/2015 - Anti-Retaliation Provisions Banking Sector Banks Credit Unions Final Rules Financial Conduct Authority (FCA) Financial Institutions Insurance Industry Investment Firms Popular PRA Prudential Regulation Authority Regulatory Standards Reinsurance SEC Whistleblower Awards Whistleblower Protection Policies Whistleblowers

New DOJ Policy Regarding Individual Accountability for Corporate Wrongdoing

On September 9, 2015, the U.S. Department of Justice announced a new policy regarding individual accountability for corporate misconduct. The policy, described in a memo authored by Deputy Attorney General Sally Yates,...more

9/11/2015 - Corporate Governance Criminal Prosecution Deferred Prosecution Agreements DOJ DPA Investigations Non-Prosecution Agreements Professional Misconduct SEC White Collar Crimes

The Obama Administration’s Personal Data Notification & Protection Act: An Analysis

On January 12, 2015, President Obama proposed the Personal Data Notification & Protection Act, which would create a federal standard for data breach notification. The proposed bill is part of a more wide-ranging effort by the...more

2/13/2015 - Barack Obama Cybersecurity Federal Breach Notification Standard Proposed Legislation

DOJ And FTC Release Joint Antitrust Policy Statement Regarding Sharing Of Cybersecurity Information

On April 10, 2014, the U.S. Department of Justice (“DOJ”) and the Federal Trade Commission (“FTC”) issued an Antitrust Policy Statement on Sharing of Cybersecurity Information explaining that competitors can share legitimate...more

4/16/2014 - Cybersecurity DOJ FTC

U.S. District Court Confirms FTC Authority To Regulate Corporate Data Security Practices

On April 7, 2014, Judge Esther Salas of the U.S. District Court for the District of New Jersey denied the first ever motion to dismiss filed in Federal court that challenged the authority of the Federal Trade Commission (“the...more

4/11/2014 - Cybersecurity Data Protection Financial Regulatory Reform FTC FTCA

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