The National Futures Association (NFA) has notified its members that it will require each member of the NFA that is registered as a commodity pool operator (CPO) and operates one or more commodity pools that are also...more
2/6/2013
- CFTC CPO Investment Companies NFA Registration
The National Futures Association (NFA) has issued a notice temporarily exempting certain proprietary trading firms that may be required to be registered as commodity pool operators (CPOs) as of December 31, 2012, from the...more
12/28/2012
- CFTC CPO NFA
The Commodity Futures Trading Commission (CFTC) released a series of staff letters relating to various issues arising under rules implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, including chief...more
12/18/2012
- CFTC CPO Dodd-Frank FX Swaps No-Action Letters Swaps
