Kevin M. Foley

Kevin M. Foley

Katten Muchin Rosenman LLP

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Latest Posts › Future Commission Merchants


HKSFC Issues Circular on Application Process for Exemptive Relief Under CFTC Regulation 30.10

On August 13, the Hong Kong Securities and Futures Commission (HKSFC) issued a circular describing the application procedure for certain licensed corporations to deal directly with customers in the United States pursuant to...more

8/18/2015 - CFTC Future Commission Merchants Hong Kong Hong Kong Securities and Futures Commission (HKSFC) Licensing Rules NFA

CFTC Staff Issues New and Extends Current No-Action Relief

The Commodity Futures Trading Commission recently released two no-action letters (i) extending relief provided to futures commission merchants (FCMs) relating to risk-based limits for bunched orders and (ii) providing relief...more

6/11/2013 - CFTC Future Commission Merchants Mandatory Clearing Requirements No-Action Letters Swaps

NFA Amends FCM Capital Requirements for Forex Transactions with ECPs

The National Futures Association (NFA) has amended the financial requirements applicable to member futures commission merchants (FCMs) acting as counterparties in foreign exchange (forex) transactions...more

4/26/2013 - Amended Regulation Eligible Contract Participant Foreign Exchanges Future Commission Merchants NFA

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