Kevin M. Foley

Kevin M. Foley

Katten Muchin Rosenman LLP

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CFTC Staff Issues New and Extends Current No-Action Relief

The Commodity Futures Trading Commission recently released two no-action letters (i) extending relief provided to futures commission merchants (FCMs) relating to risk-based limits for bunched orders and (ii) providing relief...more

6/11/2013 - CFTC Future Commission Merchants Mandatory Clearing Requirements No-Action Letters Swaps

NFA Amends FCM Capital Requirements for Forex Transactions with ECPs

The National Futures Association (NFA) has amended the financial requirements applicable to member futures commission merchants (FCMs) acting as counterparties in foreign exchange (forex) transactions...more

4/26/2013 - Amended Regulation Eligible Contract Participant Foreign Exchanges Future Commission Merchants NFA

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