Kimberley Anderson

Kimberley Anderson

Dorsey & Whitney LLP

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SEC Issues Guidance on Determination and Verification of Accredited Investor Status

On July 3rd, the SEC issued guidance in the form of six new compliance and disclosure interpretations regarding accredited investor status. Two of the C&DIs relate to the calculation of income and assets for purposes of...more

7/8/2014 - Accredited Investors C&DIs Issuers Rule 506(c) SEC Verification Requirements

SEC Provides Interpretive Guidance on Conflict Minerals Reporting

On April 29, 2014, the SEC’s Division of Corporation Finance issued interpretive guidance on the conflict minerals rules in response to the April 14, 2014 ruling of the U.S. Court of Appeals for the District of Columbia. The...more

5/5/2014 - Conflict Mineral Rules First Amendment Reporting Requirements SEC

What’s New for the 2014 Proxy Season

Unlike in past years, there are no new disclosure requirements which need to be reflected in this year’s proxy statement; however, with ongoing shareholder activism and the desire of companies to communicate effectively with...more

1/13/2014 - Compliance Conflict Mineral Rules Disclosure Dodd-Frank Executive Compensation Iran Sanctions NYSE Proxy Season Say-on-Pay SEC Shareholder Activism Shareholder Litigation Shareholders

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