Kolja Stehl

Kolja Stehl

Shearman & Sterling LLP

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Formal Proposal to Delay Implementation of MiFID II Package to 2018

The European Commission has proposed to delay the application of the Markets in Financial Instruments Directive and Markets in Financial Instruments Regulation by one year. The proposed extension is due to concerns about the...more

2/12/2016 - Delays EU Financial Markets MiFID II

Financial Regulatory Developments Focus - January 2016

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

1/7/2016 - Banking Sector Debt Financing Due Diligence EBA EU Eurozone FinCEN MiFID II

Financial Regulatory Developments Focus - December 2015 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

12/28/2015 - Banking Sector EU G-SIB MiFID II Shadow Banking Stress Tests Truth in Lending Act (TILA) UK

Financial Regulatory Developments Focus - December 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

12/17/2015 - Banking Sector EU Financial Markets Hedge Funds MiFID II Money Laundering Recovery Plans Risk Assessment Shadow Banking UK

EU Clearing Obligation for Interest Rate Swaps Set for June 2016

The obligation for central clearing of OTC derivatives under the European Market Infrastructure Regulation will apply from June 2016. A Delegated Regulation that imposes a mandatory clearing obligation for interest rate swap...more

12/10/2015 - Central Counterparties EMIR EU Interest Rate Swaps Mandatory Clearing Requirements

Financial Regulatory Developments Focus - December 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

12/3/2015 - Anti-Money Laundering Barclays Bribery EU Liquidity Stress Tests Transparency Virtual Currency

Update on Third Country Equivalence Under EMIR

The European Commission has adopted “equivalence” decisions on the derivatives regulatory regimes for central counterparties in Canada, Mexico, Republic of Korea, South Africa and Switzerland. This follows the decisions...more

11/19/2015 - Canada Central Counterparties Derivatives EMIR EU Foreign Equivalency Determination Mexico Regulatory Standards

Financial Regulatory Developments Focus - October 2015 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/30/2015 - Abu Dhabi Global Markets (ADGM) Anti-Money Laundering Anti-Terrorism Financing Banking Sector Capital Requirements Consultation Deposit Insurance Enforcement Actions EU European Commission MiFID II Prudential Regulation Authority SEC

Financial Regulatory Developments Focus - October 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/15/2015 - Banking Sector Capital Requirements Clearing Agencies EU European Central Bank Federal Reserve Financial Institutions Investment Funds Payment Systems Regulation P Regulation Technical Standards (RTS) Regulatory Standards SEC Securitization Vehicles Structured Financial Products Transparency Whistleblower Protection Policies

Financial Regulatory Developments Focus - October 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/7/2015 - Acquisitions Banking Sector Credit Rating Agencies Crowdfunding Electronic Reporting EU Financial Institutions Liquidity Risk Management Rule No-Action Relief Prudential Regulation Authority Regulatory Agencies Stress Tests UK

Financial Regulatory Developments Focus - September 2015 #5

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/1/2015 - Banking Sector BitLicense Broker-Dealer Capital Requirements Cybersecurity ESMA EU European Banking Authority European Securities and Markets Authority Investment Funds Regulatory Standards SEC Supervision Virtual Currency

Financial Regulatory Developments Focus - September 2015 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

9/16/2015 - Banking Sector Bitcoin Capital Markets CFTC Deposit Guarantee System Depository Institutions EU European Banking Authority Financial Institutions NFA Payment Systems Prudential Regulation Authority Registration Requirement RMBS SEC Swap Execution Facilities Swaps

Financial Regulatory Developments Focus - September 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

9/11/2015 - Bank of America Banking Sector Capital Markets Capital Requirements Code of Conduct Cybersecurity ESMA EU Financial Institutions Financial Markets G20 MiFID II Prudential Standards Shadow Banking Technical Standards UCITS UK

Financial Regulatory Developments Focus - September 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

9/2/2015 - Banking Sector Capital Markets Central Counterparties CFTC Corporate Governance ESMA EU European Central Bank Financial Markets Forex IAIS Liquidity Market Participants MiFID NFA

Financial Regulatory Developments Focus - August 2015 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/26/2015 - Administrative Appointments Banking Sector Broker-Dealer Citigroup Derivatives EU European Commission Financial Institutions Financial Markets Fraud Hedge Funds Investment Adviser Leverage Ratio Payment Systems Prudential Regulation Authority SEC Securities Fraud

EU Clearing Obligation for Interest Rate Swaps Looms

Implementation of the obligation for central clearing of OTC derivatives under the European Market Infrastructure Regulation now seems imminent. The European Commission has adopted a Delegated Regulation that would impose a...more

8/24/2015 - CFTC Clearing Agencies Counterparties Derivatives EMIR EU European Commission Interest Rate Swaps ISDA Libor

Bank Resolution: English and German Courts Place Limits on Obligations to Give Effect to Actions of Resolution Authorities in...

In two recent decisions, European national courts have taken a narrow view of their obligations under the Bank Recovery and Resolution Directive (BRRD)—the new European framework for dealing with distressed banks. The message...more

8/21/2015 - Banks BRRD EU Germany Goldman Sachs Jurisdiction Member State UK

Financial Regulatory Developments Focus - August 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/12/2015 - Banking Sector Capital Requirements Commodity Futures Contracts Derivatives EU Financial Institutions Major Swap Participants Pay Ratio Prudential Standards Regulatory Standards Security-Based Swaps UK

Financial Regulatory Developments Focus - July 2015 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

7/21/2015 - Asset Management Banking Sector Broker-Dealer Capital Requirements EU Financial Institutions G-SIB Investment Firms Regulatory Agencies Regulatory Agenda Ring-Fencing Stress Tests Volcker Rule

Financial Regulatory Developments Focus - July 2015 #3

In this issue: - US Federal Deposit Insurance Corporation Issues Notice of Proposed Rulemaking to Revise How Small Banks are Assessed for Deposit Insurance - UK Prudential Regulation Authority Consults on...more

7/16/2015 - Asset Management Banking Sector Broker-Dealer Corporate Governance Credit Ratings Cybersecurity EU Financial Institutions Global Market Prudential Regulation Authority Prudential Standards Regulatory Agenda UK

Financial Regulatory Developments Focus - July 2015 #2

In this issue: - US Federal Banking Agencies Post Public Sections of Resolution Plans - US Office of the Comptroller of the Currency Report Discusses Risks Facing National Banks and Federal Savings Associations...more

7/9/2015 - Banking Sector BSA/AML Capital Markets Capital Requirements Credit Rating Agencies Crowdfunding ESMA EU Financial Institutions Financial Markets Prudential Regulation Authority Prudential Standards Regulatory Agenda Regulatory Standards Risk Retention SEC Supervision UK Competition and Markets Authority (CMA)

Financial Regulatory Developments Focus - June 2015 #4

In This Issue: - Board of Governors of the Federal Reserve System Approves Final Rule Amending Regulation D - US Federal Banking Agencies Finalize Revisions to the Capital Rules Applicable to Advanced...more

6/25/2015 - Banking Sector Basel Committee CFTC Community Banks Escheat EU European Banking Authority FDIC Federal Reserve Financial Conduct Authority (FCA) Foreclosure Futures Mortgage Servicers OCC Regulation D Regulatory Agencies Regulatory Agenda Technical Standards

Financial Regulatory Developments Focus - June 2015 #3

In This Issue: - US Financial Stability Oversight Council Releases Guidance Regarding Calculations of Stage 1 Threshold - US Federal Agencies Issue Final Standards for Assessing Diversity Policies and Practices of...more

6/17/2015 - Automotive Loans CFPB CFTC Credit Unions Derivatives Diversity DMO Dodd-Frank ESA EU FDIC Federal Reserve FICC Financial Institutions Financial Markets Foreign Banks FSOC FX Swaps Non-Bank Lenders OTC SEC Threshold Requirements Volcker Rule

Financial Regulatory Developments Focus - June 2015

In This Issue: - US Board of Governors of the Federal Reserve System Proposes Rule to Treat US Municipal Securities as Level 2B High-Quality Liquid Assets under the Liquidity Coverage Ratio - US Financial...more

6/4/2015 - Banking Sector Capital Requirements Central Counterparties EU Federal Reserve Financial Institutions Financial Markets Investment Funds Municipal Securities Issuers Prudential Regulation Authority Regulatory Agencies Regulatory Agenda Stress Tests Structured Financial Products UCITS

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