Larry Harris

Polsinelli

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How to Protect Large Deposits over $250,000

Individuals and businesses have several methods for avoiding or limiting risk of loss upon the failure of a depository bank. ...more

3/20/2023 / Banks , Deposit Accounts , FDIC , Financial Institutions , Silicon Valley

Silicon Valley Bank Receivership

1. What happened Friday? a. The California Department of Financial Protection and Innovation closed Silicon Valley Bank (SVB) and appointed FDIC as receiver....more

3/14/2023 / Banks , Deposit Accounts , Depository Institutions , Enforcement Actions , FDIC , Financial Institutions , Insolvency , OCC , Receivership , Silicon Valley

Regulators’ New Focus On Director And Officer Liability Insurance; Other Considerations

The Federal Deposit Insurance Corporation (the “FDIC”) issued an advisory statement on October 10, 2013, titled “Director and Officer Liability Insurance – Policies, Exclusions, and Indemnification for Civil Money...more

1/15/2014 / Corporate Officers , D&O Insurance , Directors , FDIC , Indemnification , Professional Liability

Lying to Regulators … What’s The Risk?

In one of the most high-profile cases of its time, Martha Stewart was convicted of obstructing justice as a result of her intentional misrepresentation to Securities and Exchange Commission and FBI investigators regarding the...more

8/9/2013 / Brokers , False Statements , FBI , Investigations , Lying , Misleading Statements , Obstruction of Justice , Securities and Exchange Commission (SEC) , State Regulators

You Have Discovered A Crime; Now What?

Originally published in Bank News, February 2013. Mary, your trusted employee, has embezzled money from your bank. Or, Bryan, a long-time customer, has used a deposit account at your bank to defraud his employer (and...more

2/14/2013 / Depository Institutions , Embezzlement , FinCEN , Fraud , SAR , Surety & Fidelity

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