Lauren Lewis

Lauren Lewis

Sheppard Mullin Richter & Hampton LLP

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Crowdfunding 2.0?

On October 24, 2013, the Securities Exchange Commission (the “SEC”) published proposed rules (Release Nos. 33-9470; 34-70741) to permit companies to offer and sell securities through “regulation” crowdfunding as proposed in...more

6/26/2014 - Crowdfunding JOBS Act Popular SEC

Crowdfunding Moves Forward: The SEC Issues Proposed Rules on Crowdfunding

On October 24, 2013, in accordance with Title III of the Jumpstart Our Business Startups Act (the “JOBS Act”), the Securities and Exchange Commission (the “SEC”) issued a press release and published long-awaited proposed...more

10/31/2013 - Crowdfunding JOBS Act SEC Securities Act of 1933 Title III

SEC Eliminates the Prohibition on General Solicitation for Rule 506 and Rule 144A Offerings

On July 10, 2013, the SEC adopted the amendments required under the JOBS Act to Rule 506 that would permit issuers to use general solicitation and general advertising to offer their securities, subject to certain limitations....more

7/15/2013 - Bad Actors Dodd-Frank Felons General Solicitation JOBS Act Regulation D Rule 144A Rule 506 Offerings SEC

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