Recent changes to the commodity pool regulations under the Commodity Exchange Act (the “CEA”) may subject certain securitization transactions and their managers to regulation by the Commodity Futures Trading Commission (the...more
12/24/2012
- CEA CFTC Commodity Pool Securitization Vehicles
Introduction -
Earlier this year, the Commodity Futures Trading Commission (“CFTC”) promulgated amendments to its regulations governing commodity pool operators (“CPOs”) and commodity trading advisors (“CTAs”) that now...more
12/13/2012
- CFTC Commodity Pool CPO CTA Dodd-Frank NFA
Introduction
The Division of Swap Dealer and Intermediary Oversight (the “Division”) of the Commodity Futures Trading Commission (“CFTC” or “Commission”) recently issued CFTC Letter No. 12-37 (November 29, 2012), which...more
12/10/2012
- CFTC CPO Family Offices
Background -
At the request of the Investment Adviser Association and the Managed Funds Association, the Division of Swap Dealer and Intermediary Oversight (“Division”) of the Commodity Futures Trading Commission...more
12/6/2012
- CFTC Commodity Pool Investment Adviser Swaps
