Lawrence B. Patent

Lawrence B. Patent

K&L Gates LLP

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CFTC Guidance on Cross-Border Application of United States Swap Regulations

Introduction - On July 12, 2013, the Commodity Futures Trading Commission (the “CFTC”) adopted interpretive guidance (the “Guidance”) that details the CFTC’s interpretation of the application of the Commodity Exchange...more

9/23/2013 - CEA CFTC Cross-Border Dodd-Frank Foreign Branches of U.S. Banks Major Swap Participants No-Action Relief Swap Dealers Swaps

CFTC Classifies Certain Securitization Vehicles as Not Being Commodity Pools

Recent changes to the commodity pool regulations under the Commodity Exchange Act (the “CEA”) may subject certain securitization transactions and their managers to regulation by the Commodity Futures Trading Commission (the...more

12/24/2012 - CEA CFTC Commodity Pool Securitization Vehicles

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