Len Weiser-Varon

MSRB Proposes Rule G-47 on Time of Trade Disclosure Obligations

MSRB Rule G-17 has been interpreted by the MSRB as requiring a broker or dealer (“broker”) to disclose to its customer, at or prior to the time of trade of a municipal security, all material information about the transaction...more

2/13/2013 - Broker-Dealer Disclosure Requirements EMMA MSRB Municipal Securities Market Rule G-47 SMMP