Len Weiser-Varon

Len Weiser-Varon

Mintz Levin

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SEC Proposes Expansive New Continuing Disclosure Requirements Regarding Private Debt and Other Financial Obligations

On March 15, 2017, the Securities and Exchange Commission (“Commission” or “SEC”) published in the Federal Register for comment proposed amendments to Rule 15c2-12 (the “Rule”) under the Securities Exchange Act of 1934...more

3/17/2017 - Disclosure Requirements EMMA MSRB Municipal Bonds Municipal Securities Issuers Proposed Amendments Public Finance SEC Securities Exchange Act

MSRB Proposes Rule G-47 on Time of Trade Disclosure Obligations

MSRB Rule G-17 has been interpreted by the MSRB as requiring a broker or dealer (“broker”) to disclose to its customer, at or prior to the time of trade of a municipal security, all material information about the transaction...more

2/13/2013 - Broker-Dealer Disclosure Requirements EMMA MSRB Municipal Securities Market

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