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Linda Ann Bartosch

Linda Ann Bartosch

Dechert LLP


Latest Posts › 17g-5 System

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Securities and Exchange Commission Report to Congress on Assigned Credit Ratings for Structured Finance Products

Recently the Staff of the Division of Trading and Markets (the “Staff”) of the U.S. Securities and Exchange Commission (the “Commission”) published a report to Congress outlining the findings from the study the Commission was...more

2/5/2013 - 15E(w) System 17g-5 System Credit Ratings Dodd-Frank Franken Amendment NRSRO SEC SEC Commissioner Structured Financial Products

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