Lindsay Trapp

Dechert LLP

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No KIIDing - Hefty Fine from UK Regulator Underlines Importance of Compliance by UCITS

A fine of over £18 million was recently imposed by the UK regulatory body, the Financial Conduct Authority (the “FCA”), on a fund manager for a range of compliance breaches, including failing to ensure that its KIIDs were...more

6/7/2014 - Asset Management Compliance Derivatives EU Financial Conduct Authority Fines Investment Funds Investors KIID Popular SRRI UCITS UK

Moody’s Upgrade Points to Reopening of the Chilean Pension Market to Irish UCITS

It’s been a rocky road for Dublin over the past few years, but last month’s exit from the European Union-International Monetary Fund bailout and last Friday’s welcome news that Moody’s would follow Fitch and S&P by upgrading...more

1/22/2014 - EU Ireland Moody's Pensions UCITS

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