Louis Greenstein

Louis Greenstein

McGuireWoods LLP

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FY2015 SEC Enforcement Report

Late last week, the Securities and Exchange Commission (SEC) announced its enforcement results for fiscal year 2015, reporting a record number of enforcement actions and the highest amount of fines collected by the SEC to...more

10/29/2015 - Broker-Dealer Credit Rating Agencies Enforcement Actions Enforcement Statistics FCPA High Frequency Trading Mary Jo White Municipal Bonds Retaliation SEC Underwriting Whistleblower Protection Policies

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