Louis Greenstein

Louis Greenstein

McGuireWoods LLP

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How Does Your Firm Compare? Results from the SEC’s Cybersecurity Examinations

On Feb. 3, 2015, the Securities and Exchange Commission (SEC) published a Risk Alert summarizing observations gleaned from a cybersecurity examination sweep of 57 registered broker-dealers (BDs) and 49 registered investment...more

2/13/2015 - Broker-Dealer Cybersecurity FFIEC Investment Adviser NIST Risk Alert SEC

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