Under the rules of the Commodity Futures Trading Commission (“CFTC”), certain collective investment vehicles and other entities that, directly or indirectly, invest in “commodity interests” may be “commodity pools” whose...more
- 401k CFTC Commodity Pool CPO NFA Participant-Directed Plans Retirement Plan
On Friday, December 7, 2012, the U.S. Commodity Futures Trading Commission (CFTC), through its Division of Swap Dealer and Intermediary Oversight (Division), issued a letter which provides broad relief for certain segments of...more
- CFTC Commodity Pool No-Action Relief Securitization Vehicles Swap Dealers
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