Mak Judge

Mak Judge

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - June 2015 #3

In This Issue: - US Financial Stability Oversight Council Releases Guidance Regarding Calculations of Stage 1 Threshold - US Federal Agencies Issue Final Standards for Assessing Diversity Policies and Practices of...more

6/17/2015 - Automotive Loans CFPB CFTC Credit Unions Derivatives Diversity DMO Dodd-Frank ESA EU FDIC Federal Reserve FICC Financial Institutions Financial Markets Foreign Banks FSOC FX Swaps Non-Bank Lenders OTC SEC Threshhold Requirements Volcker Rule

Financial Regulatory Developments Focus - March 2015

In this issue: - Federal Reserve Board Releases Results for Dodd-Frank Annual Stress Tests - The US Federal Reserve Board Extends Comment Period for Global Systemically Important Banks Surcharge -...more

3/12/2015 - Banking Sector Banks CFTC Dodd-Frank European Banking Authority Federal Reserve Financial Markets Regulatory Agenda Stress Tests UK

Financial Regulatory Developments Focus - January 2015

In this issue: - Bank Prudential Regulation & Regulatory Capital - Bank Structural Reform - Credit Ratings - Derivatives - Enforcement - Financial Services - Recovery &...more

1/14/2015 - Banks Credit Ratings Dodd-Frank Enforcement Actions ESMA EU FSOC Prudential Regulation Authority Recordkeeping Requirements UK Volcker Rule

Financial Regulatory Developments Focus - November 2014 #2

In this issue: - Bank Prudential Regulation & Regulatory Capital - Compensation - Consumer Protection - Derivatives - Enforcement - Financial Services - Funds -...more

11/12/2014 - Broker-Dealer Capital Markets Compliance Derivatives Dodd-Frank Enforcement Enforcement Actions EU FDIC Federal Reserve Financial Regulatory Reform FSB G-SIB OCC Prudential Regulation Authority SEC

Financial Regulatory Developments Focus - September 2014

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Credit Ratings - Financial Services - Shadow Banking - Funds - Financial Market...more

9/2/2014 - Banks CFTC Credit Ratings Derivatives Dodd-Frank Enforcement Actions ESMA EU European Banking Authority FCA Financial Markets Financial Regulatory Reform Prudential Regulation Authority SEC Shadow Banking UK

Financial Regulatory Developments Focus - March 25, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Funds Enforcement - Events Hearings - People - Excerpt from...more

3/25/2014 - CFTC Corporate Bonuses Derivatives Dodd-Frank Executive Compensation No-Action Relief Private Funds

Volcker Unbound

The regulation that will implement the Volcker Rule was finally issued on December 10, 2013. Major financial institutions around the world will have to review a host of activities and investments in order to comply with the...more

1/2/2014 - Banks Dodd-Frank Volcker Rule

Dodd-Frank: The Liquidity Proposal Is Issued

The three Federal bank regulatory agencies have reached agreement on the terms of a proposed regulation that, for the first time, would impose quantitative requirements on major US banks’ liquidity management practices. The...more

10/28/2013 - Banks Basel Committee Basel III Dodd-Frank FDIC Liquidity Coverage Ratio OCC

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