Mark D. Sherrill

Legal Alert: The CPO and CTA Regulatory Regimes: What Operators of and Advisers to Commodity Pools Should Expect in 2013

There were a number of significant changes to the regulatory regime for commodity pool operators (CPOs) and commodity trading advisors (CTAs) in 2012. As a result of these changes, various types of collective investment...more

1/18/2013 - CFTC Commodities Commodity Pool CPO CTA Dodd-Frank Fund of Funds Investment Firms Swap Dealers Swaps