Mark Wood

Mark Wood

Katten Muchin Rosenman LLP

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SEC Publishes Guidance for Investment Advisers and Proxy Advisory Firms Regarding Proxy Voting and Solicitation

On June 30, the Securities and Exchange Commission’s Division of Investment Management and Division of Corporation Finance published Staff Legal Bulletin No. 20 (SLB 20), which offers guidance regarding investment advisers’...more

7/15/2014  /  Investment Adviser , Proxy Advisors , Proxy Solicitations , Proxy Voting Guidelines , Securities and Exchange Commission (SEC)
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