Matt Feehily

King & Spalding

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The Senior Managers Regime – should GCs be worried?

In March this year the PRA and the FCA introduced the Senior Managers Regime (‘SMR’) for individuals associated with banks and PRA regulated investment firms (from 2018 the SMR will apply to all UK authorised firms). The...more

10/12/2016  /  Banks , Corporate Counsel , Financial Conduct Authority (FCA) , Individual Accountability , Investment Firms , Legal Advice Privilege , Prudential Regulation Authority (PRA) , Senior Managers , UK
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